Broker Check

Typical Client

  • Prefers Fiduciary Standard rather than "Suitability"
  • Often in several financial products and services without an integrated understanding of them.
  • Usually does not have an up-to-date Written Financial Plan
  • Frequently does not have a "Fiduciary" entity or individual
    (One person or firm who has reviewed everything)
  • Interested in evidence-based financial planning
  • Seeks transparency of expenses, costs, adviser compensation.
  • Interested in available choices of (joint) Guaranteed Lifetime Income
  • Seeking advice about a 401(k) upon retirement & / or job change